Foris Capital is hiring Series 7 Customer Service Representatives
Foris Capital
Crypto.com Announces Acquisition of SEC Registered Broker-Dealer Watchdog Capital, LLC
U.S. Based Broker Dealer
Securities Services for a Distributed Future
Headquartered in Portsmouth, New Hampshire, Foris Capital US, LLC is a U.S. Securities and Exchange Commission (“SEC”) registered broker-dealer. We are a member of the Financial Industry Regulatory Authority, Inc. (commonly known as “FINRA”).
As a broker-dealer, we offer a diverse range of retail and institutional-oriented securities and related services. Our focus is the convergence of the latest developments in digital fin tech and established securities business.
We believe privacy is key to a free society. We believe in decentralized, distributed ledgers. We believe in open source technology and the ideals of freedom and free market economics.
We are registered to engage in offerings of stocks and other securities, supervision of registered persons, underwriting, fundraising, investment banking activities, such as buy and sell-side mergers and acquisitions, advisory services and other securities transactions. We strive to provide each customer, investment company and professional in our network with access to high quality and compliant financial products and service offerings while recognizing the changing nature of technology.
Our Focus
The world of securities is changing.
Distributed ledger technology has the potential to transform the way stocks and other securities are offered, accounted for and how they move and settle in the global financial system.
At Foris Capital, our focus is on offering both traditional and innovative products and services while complying with all relevant regulations.
We are cypherpunks. We believe that cutting edge and privacy focused businesses can thrive in a highly regulated environment. We are an institutional grade investment advisory offering highly customized boutique services with a focus on traditional assets, digital securities, and other distributed ledger technologies.
Our firm is approved for securities underwriting, investment banking and various, OTC, retail and institutional business. Foris Capital’s decentralized platform allows firms and individuals who meet a strict due diligence process to affiliate with Foris Capital and access its technical and operational capabilities. The firm is focused on the intersection of digital and traditional assets.
Our guidance can help you stay at the forefront of the industry and sustain your business in today’s ever-changing environment.
Our Management
We are well-staffed with experienced, qualified compliance supervisors to support the activities of our investment professionals in serving our customers.
Our Platform
Our experienced team works with leading global organizations to offer a full suite of investment services and securities including world class security, highly scalable infrastructure and a wide variety of products and services.
Services and Support
Technology
We offer our affiliates and investment professionals a variety of technology solutions to carry out their business. In addition, we can assist you through recommending additional technology vendors and solutions.
Trading Platform
We provide our affiliates and investment professionals with the training and tools required to abide by and comply with the laws, rules, and regulations governing the securities industry.
Compliance
At the core of Foris Capital’s framework is our technology and compliance program. Our investment professionals adhere to a compliance program that is designed according to their practice and which considers the latest guidance from FINRA and the SEC. Our goal is to help our affiliates comply with all current regulations, particularly in the areas of digital assets which have unique risks and complexities.