Legal & Disclosures – Foris Capital

All investing involves risk, and losses may exceed the amount of principal invested. Past performance does not guarantee future results.
Foris Capital US LLC (FCUL) is a broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) and a Member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). For further information about FCUL, please visit FINRA BrokerCheck.
FCUL is a subsidiary of Crypto.com. FCUL is a separate entity from Crypto.com, Foris DAX, Inc., and other affiliated Foris companies. FCUL does not engage in the sale, transfer or custody of crypto currencies or digital assets. Crypto.com is a separate entity from FCUL and does not engage in the securities business. Customer balances and crypto holdings held and transacted at Crypto.com and other entities outside of FCUL are not covered by SIPC insurance and are separate from securities transactions and holdings at FCUL.
Commission free trading refers to $0 commissions for FCUL self-directed cash and margin accounts of U.S. residents that trade certain U.S. listed and OTC securities electronically. Other fees, including but not limited to, trading fees, wire transfer fees, and paper statement fees may apply to your brokerage account at FCUL. Please see FCUL’s Fee Schedule for additional information about applicable fees associated with your brokerage account.
The content contained on FCUL’s website is for educational purposes only and is not and should not be considered a recommendation or solicitation to buy, hold or sell securities or to engage in any specific investment strategy. The information contained on this website is general in nature and has been prepared without consideration for customers’ investment objectives, risk tolerance, financial situations or other relevant considerations.
Fractional shares are illiquid outside of FCUL and are not transferable. Please see FCUL’s Fractional Share Disclosure for additional information about the conditions, restrictions and limitations associated with fractional shares.
Securities products are not insured by the Federal Depository Insurance Corporation (FDIC), are not guaranteed by a bank and may decline in value.
All investments involve risk, and not all risks are suitable for every investor. The value of securities may fluctuate and as a result, clients may lose more than their original investment. The past performance of a security, or financial product does not guarantee future results or returns. Keep in mind that while diversification may help spread risk, it does not assure a profit or protect against loss in a down market. There is always the potential of losing money when you invest in securities or other financial products. Investors should consider their investment objectives and risks carefully before investing.
Clearing services through Apex Clearing Corporation, a SEC registered broker dealer and member of FINRA and SIPC.
Diversification does not eliminate the risk of experiencing investment losses. Margin trading increases risk of loss and includes the possibility of a forced sale if account equity drops below required levels. Margin is not available in all account types. Margin trading privileges are subject to FCUL review and approval. Leverage carries a high level of risk and is not suitable for all investors. Greater leverage creates greater losses in the event of adverse market movements.
Investors should be aware that system response, execution price, speed, liquidity, market data, and account access times are affected by many factors, including market volatility, size and type of order, market conditions, system performance, and other factors. Market volatility, volume and system availability may delay account access and trade executions.
No content on the FCUL website shall be considered as a recommendation or solicitation for the purchase or sale of securities, options, or other investment products. All information and data on the website is for reference only and no historical data shall be considered as the basis for judging future trends.
For a full set of important disclosures, as well as terms and conditions associated with your brokerage account, please see CDC’s and FCUL’s relevant Disclosure Libraries.